November 2009

Audits, Controls and Compliance – Configuration, Financials and Party

Don Goodenow
Director, Product Management, Reinsurance & Collections
StoneRiver

In my last post I outlined common service elements that can be included in an SOA solution. Today we’ll look at Configuration, Financials and Party (name and address +) in more detail, and see how they can enable compliance with regulatory requirements.

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Audits, Controls and Compliance - The SOA Solution

Don Goodenow
Director, Product Management, Reinsurance & Collections
StoneRiver

In my last post, I outlined how regulatory requirements have become more demanding of insurance carriers. Is this something we as software vendors should be concerned with? If so, what should we be doing about regulatory requirements?

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Audits, Controls, Compliance – The New Requirements and What They Mean


Don Goodenow
Director, Product Management, Reinsurance & Collections
StoneRiver

The world of audits, controls and compliance is not what it used to be. It changed dramatically in 2002 with the passage of Sarbanes-Oxley (SOX). It changed again for many insurers when the NAIC adopted a replacement of its Model Audit Rule (MAR), in June of 2006.

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